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A prime broker is a large financial institution that provides a multitude of services, from cash management to securities lending to risk management for other large institutions. Our prime brokerage offering includes execution, clearance, settlement and financing. We provide deep and expansive AML Risk Assessments pools of securities lending and inventory supply, with advanced margining capabilities, cross-margining and collateralisation.
Support for Best Price Execution
We provide 24-hour global coverage with over 100 experienced professionals located across the https://www.xcritical.com/ US, Europe and Asia. They have extensive practical experience in account management as well as broad operational expertise. Our experts offer in-depth knowledge of financial products, combined with local and global market intelligence, allowing us to service a variety of sophisticated business strategies. Education is critical to the continued growth of alternative mutual funds. Investors, asset managers, hedge fund managers, beneficial owners and plan sponsors need to know the distinct opportunities and challenges these funds present—including evolving compliance, regulatory, legal and investment matters.
Unique access to hard-to-borrow securities
Preqin’s 2023 Service Providers Report ranks Interactive Brokers as the top prime broker for hedge funds with AUM up to USD 50 million and the fifth largest prime broker overall by number of hedge funds clients. According to Preqin, Interactive Brokers has been one of the fastest-growing prime brokers for the fourth consecutive year. The platform difference between prime broker and custodian connects seamlessly with third-party service providers and integrates with clients’ own technology systems. It also delivers fully automated data and access to end of day and real-time data on finance, margin, risk, custody, stock loan, cash management, and operations. BNP Paribas’ best-in-class Cash Equities platform offers award-winning equity research and a premier, customisable execution experience.
Institutional trading services from DASH Prime:
We have business professionals and experienced prime brokerage technologists available to provide training and support, and our global Client Technology Services team responds to client inquiries 24 hours a day, seven days a week. We provide our clients with numerous options for electronic execution via many industry trading platforms, including REDIPlus. In addition to electronic execution platforms, Goldman Sachs provides integrated solutions with a broad selection of ISV and OMS platforms as well as connectivity to client-developed software. We also offer clients access to advanced and customizable trading strategies through our futures algorithm suite. Today, most investors work off overnight margin information received via reports. They often struggle to understand where they stand intraday—whether their contemplated trades are edging them closer to a margin call.
Our IBKR OMS software integrates with our award-winning EMS, the IBKR Trader Workstation (TWS).
IBKR seamlessly integrates with many fund administrators by utilizing automated feeds. Tell us which services you’re interested in and we’ll contact you with relevant information.
- It needs to borrow securities as part of its investment strategy and transacts with J.P.
- Invest globally in stocks, options, futures, currencies, bonds and funds from a single unified platform.
- Access our transparent rules-based margin tool for your synthetic equity portfolio.
- Orders directed to IBKR ATS are automatically tagged as “not held” orders and are posted in IBKR’s order book where they are eligible to trade against incoming SmartRouted orders that are marketable against them.
- You are advised to perform an independent investigation of any transaction to determine whether any transaction is suitable for you.
- With over 40 years of industry experience, we can easily configure our robust technology to fit the complex needs of your business.
- Our modeling of risk is comprehensive and designed to fully reflect our clients’ strategies within a single and flexible stress test.
We have been serving the professional trading community for more than 30 years. We also provide access to some of the largest lenders in the world to complement our deep and growing inventory. Work with recognised industry leaders with extensive experience in Prime Services.
We provide a full-service offering including securities lending, financing, swaps, a best-in-class technology platform, and capital introductions and business consulting services for both start-up and existing managers. Our platform is fully self-clearing and provides global access to over 40 markets. In addition, Global Prime Services has achieved the SSAE Type II reporting standard. These can include risk management, capital introduction, securities financing, and cash financing.
In the case of hedge funds, prime brokerage services are often considered significant in determining a fund’s success. Interactive Brokers offers a comprehensive suite of prime brokerage services to meet the unique needs of hedge funds, family offices and managed accounts. Delivering enhanced transparency and greater oversight, our fully integrated solution facilitates financing for your long and short portfolios. Our prime services platform lets you borrow and finance securities within a segregated custody account, while its custody-based model eliminates the need for triparty arrangements between your custodian and prime brokers. Using innovative financing arrangements, we support a wide range of clients across asset classes, managing all portfolio financing activities, while you retain control. Our platform provides a full set of tools that allow clients to work with multiple asset classes and currencies in a single consolidated account.
We also consult on fund positioning, approach, strategy, and marketing, and provide access to our proprietary events so our clients can build relationships with institutional investors across the globe. With trading hubs in London, New York, Hong Kong, and Tokyo, our global team provides 24-hour access to over 50 developed and emerging markets. We have a strong reputation for significant and longstanding relationships built on the fundamentals of client service, borrow liquidity and borrow protection. Clear Street is revolutionizing the backend of prime brokerage by building the financial infrastructure for today’s institutions. We’re pioneering a technology-first experience for prime brokerage using a platform built on modern technology rather than mainframes from the 1980s and other out-of-date technology reliant on batch processing.
EMIR Refit, amending EMIR, requires clearing firms to offer and provide OTC clearing services to in-scope clients in the European Union (EU) under terms that are fair, reasonable, non-discriminatory and transparent (principles known as FRANDT). The conditions under which terms are considered FRANDT, are specified in more detail in the FRANDT Delegated Regulation. Our capabilities combine professional service with a back office platform that allows us to clear 3 million trades per day. Our firm has a solid foundation of prudent and stable capital strength so we can provide financing across a wide range of instruments in accordance with Regulation T or risk-based portfolio margin.
Direct access lending Leverage our seamless peer-to-peer model, supported by the operational efficiency and expertise of a managed securities lending solution. It covers everything from real-time portfolio management applications to post-trade operations utilities and portfolio accounting reports. This allows us to assist our clients throughout the lifecycle of the trade and across their organization. Via Goldman Sachs Electronic Trading (GSET), we provide direct market access, algorithmic trading strategies, smart order routing and access to non-displayed liquidity. It’s high time for a tech-forward prime broker to come forward with APIs that bring significant efficiency to the ecosystem while focusing on minimizing risk and cost for investors. These small frictions add up and cause a business to be bloated and inefficient—not to mention the added costs of third-party vendors, reconciliations, and breaks on a daily basis.
BNP Paribas Exane research is renowned for its depth and quality, reinforced by experienced, top-ranked sales and specialist teams as well as a dedicated corporate access service. BNP Paribas has a leading Delta One solutions platform that provides clients with global market access in both developed and emerging markets. We offer competitive financing and execution across Delta One beta products, including indices, sectors, ETFs and custom baskets. Our dedicated Delta One specialists, structuring and strategy teams offer a range of bespoke products and strategies to fit a variety of clients’ needs.
Individuals should not enter into option transactions until they have read and understood the option disclosure document titled “Characteristics and Risks of Standardized Options,” which outlines the purposes and risks of option transactions. This booklet is available from your Financial Advisor or on the OCC website. What are some of the key market trends and opportunities to look for in 2025? Detailed statistics and visualizations to help you monitor and analyze your trading performance. Business Consulting, including vendor analysis and introduction, systems implementation, workflow construction, in-sourcing vs. out-sourcing analysis and structural considerations.
